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| Resource Name | Department of Corporations (DOC) |
| Description | The Department provides protections to consumers, and services to businesses, engaged in financial transactions. DOC license and regulate a variety of businesses, including securities brokers and dealers, investment advisers and financial planners, and certain fiduciaries and lenders. The Department regulates the offer and sale of securities, franchises and off-exchange commodities. |
| Website | http://www.corp.ca.gov/ |
| Address | See website |
| Phone | (866) 275-2677 or 866 ASK CORP |
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